An Invitation
This remarkable document
is the work of 50 young Americans from around the country
who gathered in August 1998 to deliberate about the
moral challenges facing American democracy. All in their
twenties, members of the much-maligned "Generation
X," they are Democrats and Republicans; whites,
African-Americans, Latinos, and Asian-Americans; believers
and agnostics; students, activists, bureaucrats, and
entrepreneurs. They quickly came to recognize that,
beyond their differences and disagreements, they share
a vision of ethical leadership -- leadership that is
guided by strong principles, infused with a humane and
generous spirit, and courageously committed to the common
good.
Ethical leadership is needed
today in all spheres of American society -- in political
life, in the economy, in the organizations and institutions
of civil society, and in our communities and neighborhoods.
It is demanded of all of us, for
ultimate responsibility for the character of a democratic
society rests with its citizens. This is the vision
the authors expound here. For months, they carved time
out of busy schedules to write and edit, conferring
by phone, fax, and email, challenging one another to
produce a statement that captures their best and highest
vision for themselves and for their country. Now, they
invite all of us -- especially members of their own
and of younger generations -- to join them in local,
regional, and national discussions about the content
of our character.
We applaud the authors for their
conviction, perseverance, and passion. And we invite
you to join them in this important effort.
Elizabeth Kiss
Director, Kenan Institute for Ethics
Duke University |
The Honorable
Dan Coats |
Johnnetta B. Cole
Presidential Distinguished Scholar
Emory University |
Marian Wright
Edelman
Founder and President
Children's Defense Fund |
Jean Bethke Elshtain
Professor of Social and Political Ethics
University of Chicago |
Joel L. Fleishman
Professor of Law and Public Policy
Duke University |
William Friday
Executive Director
William R. Kenan, Jr. Charitable Trust |
Samuel Hazo
Director and President
International Poetry Forum |
Rev. Theodore M. Hesburgh,
C.S.C.
President Emeritus
University of Notre Dame |
Rushworth M.
Kidder
President
Institute for Global Ethics |
The Honorable George Latimer
Distinguished Visiting Professor
Macalester College |
Sanford N.
McDonnell
Chairman Emeritus
McDonnell Douglas Corporation |
J. Irwin Miller
Former Chairman
Cummins Engine Company |
Louis M. Nanni
Former Executive Director
The Center for the Homeless |
William J. Raspberry
Professor of the Practice of Journalism
Duke University |
Bill Shore
Executive Director
Share Our Strength |
Chuck Stone
Walter Spearman Professor
University of North Carolina |
The Honorable
William H. Taft IV |
Read Excerpts
View synopses for the document's
four sections by clicking on any of the following links:
America's
Markets
America's Civil Society
America's Communities
America's Politics
AMERICA'S
MARKETS
As the twentieth century comes to a close, America's
markets are near
all-time highs. The country has experienced its longest
peacetime economic expansion: inflation and unemployment
remain low, the United States is the number one industrial
economy for the fourth year in a row, and the Dow Jones
Industrial Average continues to defy gravity. While
financial instability has plagued some foreign markets,
the New York and NASDAQ stock exchanges have added over
$4 trillion in value during the last four years -- the
largest single accumulation of wealth in American history.
Though corporate downsizing and restructuring have cut
nearly 44 million jobs since 1980, the American economy
has simultaneously created another 73 million private-sector
jobs, netting over 29 million jobs. America's current
economic strength seems to be a final reminder that
the twentieth century was, in part, the American century.
But these rosy numbers of American
prosperity do not reveal the whole story. Although the
average female spouse works 15 more weeks per year than
she did in the early 1970s, median family incomes have
not risen over that period of time. Real wages for 80%
of the male labor force are below what they once were.
And, while the stock market has boomed, nearly 90% of
the profits have gone to the top 10% of American households.
In these days of market triumphalism,
these trends are an important reminder that prosperity
for America does not necessarily mean prosperity for
all Americans. Indeed, this idea informs our public
philosophy for America's markets, what might be termed
'right-minded capitalism.' We view the American marketplace
as a nexus of both interests and responsibilities, whether
the stakeholders are corporations, communities, consumers,
or citizens. Despite the competitive nature of the marketplace,
we maintain that it serves the greatest good when its
stakeholders have an eye to more than the bottom line.
We affirm and support a socio-economic paradigm that
recognizes moral duty as a powerful influence on corporate
behavior – a view of corporations that achieves
balance between the moral dimension and economic theory.
Put simply, values are profitable.
These essays, therefore, address
the incorporation of values into four components of
America's markets: the global economy and the need for
equity, transparency and sustainability; the rapidly
expanding role of technology as both an individual and
institutional challenge to ethical behavior; corporate
social responsibility as a catalyst for sustained ethical
leadership; and the constant pursuit of professional
equality through diversity and training.
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AMERICA'S
CIVIL SOCIETY
America's civil society operates today with
a form of moral entropy. The first law of thermodynamics
explains that when entropy is at its peak, the greater
amount of work done, the less energy available. The
activity of service and community building has drained
us of some of the noble energy of conscience. In the
frenetic press to do good, we have begun to sacrifice
our principles of what is good. The second law of entropy
states that energy flows from zero to positive, never
attaining a negative state, seeking always to maximize
the achievement of action and energy. We too, as a civil
society, must strive to capitalize our leadership and
our belief in the divinity of spirit.
From institutions to individuals,
community involvement to national action,the constant
adherence to two principles -- human dignity and accountability
-- poses our greatest opportunity for meeting the goal
of a truly civil society.
Human Dignity
A civil society recognizes the potential inherent in
each of its members. This recognition, this accordance
of respect, is human dignity. Yet, without providing
the attendant fixtures, ethical leadership fails in
its mission. Ethical leaders serve with an eye to both
constitutional feasibility and the greatest imagined
reality. Human dignity means not only a right to the
fundamentals such as health care, education, shelter
and subsistence, but it should also mean access to attentive
physicians, viable public schools, adequate housing,
and healthy food.
Human dignity is achieved through
civil institutions, community organizations, nonprofits,
and individual effort. As Americans, we spend hours
each day, working to guarantee our families, and those
with whom we share this nation, the trappings of personal
respect. America's civil society finds its moral center
when we incorporate the principle of human dignity,
when we act to make human dignity a reality for all.
Ethical leadership can tolerate nothing less.
Accountability
Ensuring the sustenance of a civil society, accountability
serves as an antidote to moral stagnation. Leaders,
both elected and self-selected, function best and for
the best when every action is reasoned and justified.
Whether the actors are caregivers, councilpersons, or
concerned citizens,they are obligated to remain answerable
to their constituents. Even more,they should act in
ways that adhere to their own concepts of moral behavior.
Humanity promises mistakes and blunders, departures
from the path of good and right. Accountability in ethical
leadership serves, then, to guide us back to the higher
road.
Ethical leadership promotes and
demands accountability. As members of
American society, we are bound by our covenant as citizens
to agitate for the good of all. Without clamor for actors
of conscience, however, we collectively suffer. Accountability
is not merely the province of a
minority, nor is it focused solely on leaders, but rather
it trains its eye on each of us. Accountability is about
voting and attending and serving and asking questions.
With human dignity as our constant
mission and accountability as our
instrument of measure, we can realize ethical leadership
in America's civil society. The foci for our discussion
are
(1) community service- tapping the American spirit of
service;
(2) civic leadership and nonprofits-engaging community
organizations and their leaders in the exercise of ethical
leadership;
(3) civil institutions-modernizing the role of political
entities, media, and technology in a transformative
society; and
(4) society's marginalized -- identifying and prescribing
ways to foster a truly civil society for all members.
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AMERICA'S
COMMUNITIES
Our society is segmented into many individual
roles: the teacher, the doctor, the priest. This segmentation
works well in dividing responsibilities but does not
bode well for the health of communities. For healthy
communities, individuals must play multiple roles and
not consign action and change to others. Leadership
is not just composed of the actions of an elected body
but is also composed of many grassroots efforts. As
the next millennium approaches, every citizen has the
opportunity for leadership if he or she thinks more
broadly about his or her role in the community.
Selflessness
As leaders in the next millennium, we must determine
how we can best serve and then give selflessly. We cannot
simply choose what is the most visible or convenient
method of participation; we must find a relevant and
necessary vehicle of service. When we as leaders strive
to be selfless, we participate in the community in a
manner that provides benefit to all. Given the interconnectedness
of communities, being selfless enhances self. For instance,
strong public schools are a hallmark of healthy communities,
and healthy communities contribute to strong public
schools. All too often, however, public schools operate
in relative isolation, without the support of larger
community networks. Teachers and administrators struggle
to solve problems independently, while local resources
go largely untapped due to institutional, political,
and social barriers. Community leaders must emerge to
address these problems. Such leadership does not require
heroic or economically crippling sacrifice but merely
vision and commitment.
Mutual Responsibility
Leaders set the tone for communities. For a healthy
and sustainable community to exist, everyone must take
responsibility: the caregiver and the patient; the teacher
and the student; the neighbor and the neighbor. Leaders
must take the responsibility for creating change, and
must require those affected by their labor to share
the responsibility for change. We have a responsibility
to invest in the long-term growth and development of
the communities that surround us. We must work towards
comprehensive approaches that weave together the fragmented
pieces of existing communities. We must recognize our
individual power, and our combined power as members
of a generation, to promote social cohesion and to enact
social change. We must educate our peers, our children,
and our children's children about the importance of
civic engagement and community service. We must develop
more leaders that are committed to the neighborhoods
and communities in which they live.
Equity
In a healthy community, citizens are masters of their
environments. In unhealthy communities across America,
some citizens are victims, not masters, of their environments.
Many of the particular ills they face are symptoms of
a general malaise that if not treated will take a toll
on the whole community. Just as we cannot afford to
ignore the infection of a limb, we cannot afford to
ignore problems in one segment of society. For instance,
any community that seeks to maximize its potential must
promote health among all its members. Achieving universal
insurance coverage will overcome the most significant
barrier to health care access, but other impediments
remain. Currently, physicians do not often choose to
locate in rural communities. Since many rural-community
citizens do not have access to primary-care physicians,
minor ailments advance to stages that are extremely
costly to treat. The financial burden of treating a
major ailment, which was preventable, is an enormous
and unnecessary drain on our already burdened healthcare
system. Future-thinking, healthcare leadership in the
United States must embrace changes that make universal
access a realizable goal. This equitable goal will directly
impact all citizens.
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AMERICA'S
POLITICS
Acting in accordance with principles is a most basic
tenet of a strong democracy. To revive the soul and
refresh the conscience of politics, we must overcome
the contagious cynicism that threatens participation
by emerging leaders and restore trust in a political
system that sadly lacks the confidence of many of its
constituents. Our prescription for change begins with
our personal pledge to uncompromising, principled character
in political leadership at all levels. We hope to spark
renewed emphasis on what strong character means for
true leadership. With a firm commitment to principled
political leadership, we hope to push the American political
experiment to new heights.
Undeniably, compromise is a necessary
part of democracy. In a representative system of government
such as ours, policies are very much the result of strong
debate and compromise for the larger good. But while
compromise is acceptable, and indeed necessary for sound
policymaking, compromising principles for political
expediency or personal gain has disastrous consequences
for our system of government. While few people would
dispute the value of principled leadership in politics,
when competing demands challenge strength of conviction,
leaders all too often compromise principles in the name
of politics.
As the future of American political
leadership, we can, and must, work to create a political
climate where principled leadership is the minimum expectation.
Principled leadership should not mean political suicide.
Indeed, it should be the standard for both private and
public character. It should be political suicide not
to exhibit principled leadership in personal and professional
settings. However, for values and principles to guide
the priorities of political leaders, both the electors
and the elected must hold each other accountable.
There is dual responsibility for
fostering a strong and healthy democracy. While political
leaders must rise to the occasion, we must remember
that these leaders rise from among our own ranks. We
cannot ignore the personal responsibility that each
and every one of us shares in promoting strong character
and principles. The first step towards holding our leaders
to higher standards is holding ourselves to higher standards.
We, as voters, responsible citizens, and future leaders,
cannot hold our leaders to standards that we cannot,
or will not, meet.
Recent books written by several
prominent political leaders suggest that values do matter
most and that character most certainly does count. But
for these points to resonate and inspire action across
generations, we must first ask ourselves the same tough
questions we demand of our political leaders. What would
we do if we had the power of their positions? And more
immediately, what can we do now given the power of our
current positions?
It is difficult to articulate in
concrete terms the philosophical definition of strong
character and true leadership. From a list of values
to which we would hold ourselves if we ran for public
office tomorrow, we identify and discuss four distinct,
but not exclusive core principles:
(1) Working for the common good,
(2) Honesty,
(3) Courage, and
(4) Inspiring through vision.
While not exhaustive, this discussion is intended to
provide a foundation for the far more complex concept
of true political leadership.
Reflections
This document seeks to articulate tough-minded idealism
in the teeth of a culture best known for its cynicism
and self-centeredness. It is a difficult and risky task,
daring to be affirmative about the future, daring to
affirm personal and social values. Against a background
of media exploitation of scandal and controversy, the
authors set standards by which they themselves will
be judged. They know the risks of public life and yet
seek to be part of it.
The young people with whom I have
met and worked over the past decade -- including some
of the authors of this statement -- encourage me to
believe that this talked-about and talked-to generation
has something to say to which the rest of us should
listen.
I am persuaded that:
(a) there are many more young people like these out
there, young people of high aspirations and high standards
who are also hard-headed and hardworking;
(b) the greatest shortage of leadership material is
not in their generation but in mine and in the generation
in-between; and
(c) what the rest of us should do is listen to what
they have to say. I didn't say "agree with,"
I said "listen to."
They're ready to argue their case,
revise their opinions, and perhaps in doing so to change
the tone and sentiment of public discourse in positive
and constructive ways. If their work moves us in that
direction, their hard work will repay their effort many
times over. They really care about the public good;
they've put their ideals on the line. They're willing
to be second-guessed, but they deserve better than that.
Robert L. Payton
Professor of Philanthropic Studies
Indiana University Center on Philanthropy
This document was originally
published in April 1999.